Journal of Dali University ›› 2024, Vol. 9 ›› Issue (3): 93-100.DOI: 10. 3969 / j. issn. 2096-2266. 2024. 03. 013
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Li Weitao, Liu Dan
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Abstract: Intelligent investment advisory is a representative financial service of fintech. As the relevant businesses relying on banking financial institutions are suspended, all service platforms have been suspended. From the perspective of administrative supervision, the "agency" supervision mode is not suitable for the development of intelligent advisory services, the legal supervision system lags behind under the "command-control" supervision form, and the application of "deterministic" rules limits the function of intelligent advisory services. The reform of national institutions has completed the first step of the transformation of the administrative regulation path of intelligent investment care, through the transformation of comprehensive regulatory direction from "institutional" supervision to "functional" supervision, the transformation of "command-and-control" regulation form to "experimental" regulation, and the transformation of "deterministic" rule to the "inclusive" principle normative concept, so new ideas are further provided for improving the transformation of the intelligent investment advisory administrative regulation path.
Key words: intelligent investment|administrative regulation| functional supervision| experimental supervision|inclusive regulation
CLC Number:
D922.17
Li Weitao, Liu Dan. Thinking on the Path Transformation of Intelligent Investment Administrative Regulation in China[J]. Journal of Dali University, 2024, 9(3): 93-100.
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URL: http://journal15.magtechjournal.com/Jwk_dlxyzk/EN/10. 3969 / j. issn. 2096-2266. 2024. 03. 013
http://journal15.magtechjournal.com/Jwk_dlxyzk/EN/Y2024/V9/I3/93